Internal audit, risk management and internal controls
Focused reviews of governance, systems and processes to identify risks and practical control improvements.
Who this service is for
Organizations assessing financial, operational, information systems or governance controls.
Scope of professional services
- Internal audit and internal control evaluations
- Information systems and process audits
- Risk assessment, data privacy and information security reviews within scope
Scope and availability depend on professional eligibility, client acceptance, applicable standards, independence requirements and engagement-specific circumstances. Some combinations of advisory and external audit services for the same client are prohibited. No regulatory approval, tax saving, audit opinion or other outcome is guaranteed.
Typical engagement deliverables
- An agreed audit or review report
- Findings and practical recommendations
- Corrective action priorities or follow-up reporting where agreed
Documents to prepare
- Process descriptions, policies and control records
- System and access information appropriate to scope
- Prior findings and access to responsible personnel
Please do not upload confidential records, identification documents or passwords through the initial inquiry. A suitable channel can be arranged after discussion.
From inquiry to engagement
Initial inquiry
Identify the required service, business type, location, and preferred communication method through our booking form.
Preliminary professional assessment
We evaluate your requirements, preliminary scope, professional suitability, conflicts of interest, and applicable independence considerations.
Engagement proposal and acceptance
Where suitable, we prepare a proposal outlining fees, scope, deliverables, responsibilities, and the expected timetable.
An inquiry or booking is a request for discussion. A professional engagement begins only after acceptance procedures and formal agreement.
Factors affecting professional fees
Process scope, locations, systems, risk complexity, evidence availability and follow-up needs.
How our professional fees are determined
Our professional fees are determined based on the nature, scope, complexity, professional responsibility, and expected resources required for each engagement.
Recurring accounting and tax compliance arrangements may be offered through agreed monthly retainers, while audit, assurance, and specialized advisory services are generally subject to engagement-specific assessment and quotation.
Statutory filing fees, government charges, and other agreed out-of-pocket expenses are separately identified where applicable.
A formal engagement proposal will outline the relevant scope, deliverables, responsibilities, and professional fees before acceptance.
Frequently asked questions
Is this the same as an external financial statement audit?
No. Objectives, criteria, procedures and reports differ and are defined in the engagement.
Does a review certify our systems or privacy compliance?
No. Reviews provide findings within the agreed scope and do not constitute certification or a guarantee of compliance.